396.9D2-FTF: What Happens After a Failed-to-Fix Citation

Cited for 396.9D2-FTF? Learn what the citation means, how often it leads to OOS, and what our 28,682-inspection dataset shows about avoiding it.

Severity Weight
N/A
OOS Eligible
No
BASIC Category
Vehicle Maintenance
Code System
FMCSR
Code:
396.9D2-FTF
Code System:
FMCSR
BASIC Category:
Vehicle Maintenance
OOS Eligible:
No
Severity Weight:
N/A

Ranks #98 of 3,146 FMCSR codes by citation frequency • OOS rate of 0.0% is below the FMCSR-wide average of 33.3%.

Violation Description

Failing to correct the violation(s)/defect(s) noted on the roadside inspection report

In-Depth Explainer

Grounded in TruckCodex roadside-inspection data

What 396.9D2-FTF means in plain language

When a roadside inspector finds a problem with your vehicle and documents it on the inspection report, you are required to fix that problem before your next roadside encounter — or at minimum before operating the vehicle in a way that leaves the defect unaddressed. Code 396.9D2-FTF is issued when an inspector determines that a previously documented defect or violation from an earlier inspection report was never corrected.

Think of it this way: the first inspection is the warning. The second stop — where this code gets written — is the enforcement moment. The inspector is not citing you for the original defect; they are citing you for the failure to act on what was already identified and documented.

This matters because the paperwork trail follows your vehicle and your carrier's USDOT number. If the original report listed something like inoperable lights or a windshield defect, and that same item is still present on a later inspection, the citation lands squarely on the carrier and driver for ignoring a known problem.

What our enforcement data actually shows

Across our database of 13 million+ inspections, 396.9D2-FTF has generated 28,682 all-time citations, placing it at #100 out of 3,036 FMCSR codes by citation volume. That is a high-traffic code — the vast majority of FMCSR codes never come close to that count.

One thing that may surprise you: the out-of-service rate for this code is effectively 0.0%. Only 5 citations out of 28,682 resulted in an OOS order. Compare that to the all-FMCSR average OOS rate of 31.4%, and it becomes clear that inspectors are using this citation as a compliance signal rather than a reason to park the truck. You are almost certainly going to drive away. But the citation still attaches to your record.

What is striking in the recent trend data is how fast enforcement volume has climbed. Our inspection records show 17,997 citations in the last 12 months alone — meaning more than 62% of all all-time citations have occurred in just the past year. Month-by-month, the numbers have been consistently high: 1,742 citations in May 2025, 1,722 in July 2025, and 1,693 in September 2025. In the most recent full 90-day period, 3,356 citations were issued under this code. Enforcement is not slowing down.

Who gets cited most

Looking at the last 180 days, Pennsylvania leads all states with 1,322 citations and a 0.1% OOS rate. Federal jurisdiction inspections (logged under "US") come in second at 1,163 citations with a 0.0% OOS rate, followed by Arizona at 485 citations and a 0.0% OOS rate. The OOS-rate differences across these top states are negligible — less than 1 percentage point separates the highest from the lowest — so geography is not changing your odds of being parked; it is just changing how often you will see this citation written.

New York (447 citations), Massachusetts (401 citations), and New Jersey (345 citations) round out a heavy Northeast concentration, which lines up with the density of weigh stations and inspection facilities in that corridor.

On the carrier side, our data shows fleets such as DANIEL ERNESTO PENA COTA (USDOT 1647639) with 506 all-time citations and ALFONSO GRIJALVA GRACIA (USDOT 988857) with 390 all-time citations at the top of the volume list. These counts reflect how quickly unresolved inspection paperwork accumulates across repeated stops when defects are not being systematically closed out.

How severe is this compared to similar codes

Within the Vehicle Maintenance category, 396.9D2-FTF sits in interesting company. Consider 396.3(a)(1) — Inspection/repair/maintenance (general) — which has 236,919 citations and a 45.3% OOS rate. That is a code that parks trucks at a very high rate. By contrast, 396.9D2-FTF's 0.0% OOS rate makes it look almost benign on the surface, but its volume of 28,682 citations and rapidly accelerating trend suggest inspectors are actively looking for it.

Another comparison worth noting: 396.17C-PI, covering no proof of periodic inspection, carries 212,081 citations and a 0.0% OOS rate — structurally similar to 396.9D2-FTF in that both are paperwork and process failures that rarely park the truck but consistently stack up on a carrier's safety record. A third peer code, 393.9(a) — inoperable required lamps — shows 660,737 citations and a 15.4% OOS rate, underscoring that the underlying defects which trigger 396.9D2-FTF (like lighting problems) can carry far heavier consequences if caught in their original form before a prior report even exists.

The takeaway for fleet managers: this code may not park trucks, but it is a documented proof that your corrective action process is broken, and SMS scoring does not care whether the truck was moving or stationary when the violation was recorded.

How to avoid it

The co-occurring violations in our inspection records tell a clear story about what kinds of defects are being left uncorrected. In the last 90 days, 396.9D2-FTF appeared alongside these codes most frequently:

  • Check your periodic inspection documentation before every run. Code 396.17C-PI (no proof of periodic inspection) showed up in 1,083 shared inspections. If your annual inspection paperwork is not on the vehicle or is expired, you are already exposed before the inspector looks at anything else.
  • Do not drive fatigued or ill — and do not let your logbook say otherwise. Code 392.2-SLLSR appeared in 626 shared inspections alongside this citation. An hours-of-service or condition-of-driver finding in the same stop as an unresolved defect is a compounding record problem.
  • Inspect every light before departure. Code 393.9A-LIL (inoperable required lamps) appeared in 440 shared inspections, and 393.9A-LLPL appeared in 291 more. Walk the entire vehicle and confirm every marker, brake, turn, and clearance lamp is operational. Freightliner vehicles account for 4,756 all-time citations under this code — the highest of any make — so if you are driving a Freightliner, add lighting to your top pre-trip priority.
  • Check your windshield. Code 393.78A-WS (windshield condition defective) appeared in 355 shared inspections, and 393.60D and 393.60C (glazing and window obstructions) added 293 and 286 more. Cracks, chips, and obstructions that existed on a prior report and were not repaired are exactly what generates this citation.
  • Close out your inspection report paperwork completely. When a prior inspection report identifies a defect, get a signed certification that the item was repaired or that no repair was needed, and carry that documentation. If you cannot show the inspector that the flagged item was addressed, the citation writes itself.
Last updated: 2026-04-20T12:13:50.534Z Based on TruckCodex inspection data See 396.9D2-FTF Q&A → Fleet FAQ →

Top Enforcing States

Where 396.9D2-FTF is most commonly cited (last 180 days)

1. Pennsylvania
1,292
OOS 0.0%
2. Arizona
487
OOS 0.0%
3. US
381
OOS 0.0%
4. New Jersey
349
OOS 0.0%
5. Massachusetts
337
OOS 0.0%
6. Florida
308
OOS 0.0%
7. New York
259
OOS 0.0%
8. Kansas
229
OOS 0.0%
9. California
214
OOS 0.0%
10. Georgia
196
OOS 0.0%
11. Connecticut
186
OOS 1.1%
12. Missouri
165
OOS 0.0%
13. Ohio
155
OOS 0.0%
14. Washington
144
OOS 0.0%
15. Maryland
139
OOS 0.0%

Often Cited Together

Other violations commonly found on the same inspection (last 90 days)

Data sources & freshness

TruckCodex aggregates official public-sector datasets. See the Source registry for dataset-level coverage and the Freshness log for last-import timestamps.

Census, SAFER, SMS, Licensing & Insurance (L&I), roadside inspections, crashes, and authority history.

Refreshed daily.

Vehicle recall campaigns, defect investigations, and consumer safety complaints (SCRS).

Refreshed daily.
EIA

Retail diesel and gasoline price history and state fuel-tax tables.

Refreshed weekly.

Cross-border carrier registry and Canadian recall campaigns where applicable.

Refreshed weekly.

TruckCodex is an independent aggregator; it is not affiliated with FMCSA, NHTSA, EIA, or Transport Canada. Always verify compliance-critical information directly with the originating agency.